| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 4:16pm |
El Paso Cnty Colo Sch Dist |
2011-Nov |
4.300% |
105.950 |
1.178 |
$250,000 |
Investor sold |
| 3:56pm |
Snowmass Vlg Colo |
2011-Dec |
4.750% |
98.769 |
5.389 |
$10,000 |
Investor sold |
| 3:47pm |
Colorado Wtr Res & Pwr Dev Fountain Util-enterprise Pj-c |
2011-Dec |
3.500% |
103.367 |
1.792 |
$15,000 |
Investor sold |
| 3:40pm |
Crested Butte Colo Fire Protn |
2011-Dec |
4.000% |
99.503 |
4.259 |
$20,000 |
Investor sold |
| 3:39pm |
Crested Butte Colo Fire Protn |
2011-Dec |
4.000% |
100.003 |
N/R |
$20,000 |
Inter-dealer |
| 2:19pm |
Colorado Sch Mines Instl-ser D |
2011-Dec |
3.000% |
103.880 |
1.050 |
$50,000 |
Investor bought |
| 1:40pm |
El Paso Cnty Colo Sch Dist Ser B |
2011-Dec |
3.500% |
103.051 |
1.978 |
$5,000 |
Investor sold |
| 12:52pm |
Pueblo Cnty Colo Ctfs Partn Cnty Health Dept Bldg Proj |
2011-Sep |
3.600% |
102.003 |
2.458 |
$50,000 |
Investor sold |
| 12:41pm |
Arapahoe Cnty Colo Sch Dist Ref |
2011-Dec |
3.500% |
102.386 |
2.283 |
$5,000 |
Investor sold |
| 12:41pm |
Arapahoe Cnty Colo Sch Dist Ref |
2011-Dec |
3.500% |
102.636 |
N/R |
$5,000 |
Inter-dealer |
| 12:15pm |
Denver Colo City & Cnty Excise Ref-ser A |
2011-Sep |
5.000% |
106.100 |
N/R |
$75,000 |
Inter-dealer |
| 12:15pm |
Denver Colo City & Cnty Excise Ref-ser A |
2011-Sep |
5.000% |
106.100 |
1.487 |
$75,000 |
Investor sold |
| 11:59am |
Thornton Colo Cap Apprec-ref |
2011-Dec |
N/R |
97.020 |
1.506 |
$10,000 |
Investor bought |
| 11:48am |
Pueblo Cnty Colo Sch Dist Ref |
2011-Dec |
3.000% |
104.227 |
0.900 |
$155,000 |
Investor bought |
| 11:48am |
Pueblo Cnty Colo Sch Dist Ref |
2011-Dec |
3.000% |
104.227 |
0.900 |
$25,000 |
Investor bought |
| 11:40am |
Cheyenne Cnty Colo Sch Dist No |
2011-Dec |
4.500% |
107.102 |
N/R |
$80,000 |
Inter-dealer |
| 11:40am |
Cheyenne Cnty Colo Sch Dist No |
2011-Dec |
4.500% |
107.102 |
N/R |
$80,000 |
Inter-dealer |
| 11:40am |
Cheyenne Cnty Colo Sch Dist No |
2011-Dec |
4.500% |
107.227 |
0.942 |
$80,000 |
Investor bought |
| 11:38am |
Aspen Colo Sales Tax Rev Open Space |
2011-Nov |
4.200% |
106.361 |
0.874 |
$20,000 |
Investor bought |
| 11:38am |
Aspen Colo Sales Tax Rev Open Space |
2011-Nov |
4.200% |
106.111 |
N/R |
$20,000 |
Inter-dealer |
| 11:36am |
Golden Colo Sales & Use Tax Impt-ser B |
2011-Dec |
5.500% |
107.916 |
N/R |
$15,000 |
Inter-dealer |
| 11:36am |
Golden Colo Sales & Use Tax Impt-ser B |
2011-Dec |
5.500% |
107.916 |
N/R |
$15,000 |
Inter-dealer |
| 11:36am |
Golden Colo Sales & Use Tax Impt-ser B |
2011-Dec |
5.500% |
107.916 |
1.500 |
$15,000 |
Investor bought |
| 11:30am |
Mountain Vlg Met Dist Colo Ref |
2011-Dec |
2.000% |
101.377 |
1.300 |
$50,000 |
Investor bought |
| 11:30am |
Mountain Vlg Met Dist Colo Ref |
2011-Dec |
2.000% |
101.377 |
1.300 |
$210,000 |
Investor bought |
| 11:29am |
Douglas Cnty Colo Sch Dist No Cap Apprec-bldg-ser B |
2011-Dec |
N/R |
97.271 |
1.351 |
$10,000 |
Investor bought |
| 11:26am |
Thornton Colo Cap Apprec-ref |
2011-Dec |
N/R |
95.945 |
2.063 |
$10,000 |
Investor sold |
| 10:48am |
Dove Valley Met Dist Colo Ref |
2011-Nov |
4.000% |
106.200 |
0.763 |
$100,000 |
Investor bought |
| 10:12am |
Aspen Colo Ref |
2011-Dec |
3.500% |
104.978 |
1.000 |
$25,000 |
Investor bought |
| 10:00am |
Aspen Colo Ref |
2011-Dec |
3.500% |
104.978 |
N/R |
$25,000 |
Inter-dealer |
| 9:37am |
Denver Colo City & Cnty Sch Ref-ser B |
2011-Dec |
5.000% |
107.882 |
1.040 |
$100,000 |
Investor bought |
| 9:19am |
Adams & Weld Cntys Colo Sch Ref-ser B |
2011-Dec |
4.250% |
105.748 |
1.351 |
$15,000 |
Investor bought |
| 9:18am |
Adams & Weld Cntys Colo Sch Ref-ser B |
2011-Dec |
4.250% |
105.648 |
N/R |
$15,000 |
Inter-dealer |
